-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SPY9ed6Bu7iaH6ykxX+uam4pACoLM1Xuld7JcRgyOewqKHDZSSv+6BlXDYdAYj2W Z694zEi4BELqTCrSCt53rQ== 0000926044-99-000029.txt : 19990215 0000926044-99-000029.hdr.sgml : 19990215 ACCESSION NUMBER: 0000926044-99-000029 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED FILMS CORP CENTRAL INDEX KEY: 0001040660 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 841311581 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52215 FILM NUMBER: 99534846 BUSINESS ADDRESS: STREET 1: 6797 WINCHESTER CIRCLE CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3035301411 MAIL ADDRESS: STREET 1: 6797 WINCHESTER CIRCLE CITY: BOULDER STATE: CO ZIP: 80301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHAPIN JOHN S CENTRAL INDEX KEY: 0001048856 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6797 WINCHESTER CIRCLE CITY: BOULDER STATE: CO ZIP: 80301 MAIL ADDRESS: STREET 1: 6797 WINCHESTER CIRCLE CITY: BOULDER STATE: CO ZIP: 80301 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d - 2(b) (Amendment No. 1)1 APPLIED FILMS CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 038197-10-9 (CUSIP Number) February 15, 1999 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1 (b) |_| Rule 13d- (c) |X| Rule 13d-1 (d) (Continued on the following pages) Page 1 of 4 Pages ______________________ 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 038197-10-9 13G Page 2 of 4 Pages 1. NAME OF REPORTING PERSON John S. Chapin 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America 5. SOLE VOTING POWER NUMBER OF 399,148 SHARES BENEFICIALLY 6. SHARED VOTING POWER OWNED BY EACH 173,682 REPORTING PERSON 7. SOLE DISPOSITIVE POWER WITH 399,148 8. SHARED DISPOSITIVE POWER 173,682 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 572,830 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | CUSIP NO. 038197-10-9 13G Page 3 of 4 Pages 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 572,830/3,477,263 = 16.5% 12. TYPE OF REPORTING PERSON* IN Item 1(a) Name of Issuer: Applied Films Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 9586 I-25 Frontage Road Longmont, Colorado 80504 Item 2(a) Name of Person Filing: John S. Chapin Item 2(b) Address of Principal Business Office or, if None, Residence: John S. Chapin 9586 I-25 Frontage Road Longmont, Colorado 80504 Item 2(c) Citizenship: United States of America Item 2(d) Title of Securities: Common Stock Item 2(e) CUSIP Number: 038197-10-9 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: Not applicable. CUSIP NO. 038197-10-9 13G Page 4 of 4 Pages Item 4 Ownership: Ownership details are disclosed in Items 5 through 8 on the coversheet preceding this portion of Schedule 13G. The amount shown in Item 9 on the coversheet for John S. Chapin includes 34,545 shares covered by options exercisable within 60 days. Item 5 Ownership of 5% or Less of a Class: Not applicable. Item 6 Ownership of More than 5% on Behalf of Another Person: Not applicable. Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by Parent Holding Company: Not applicable. Item 8 Identification and Classification of Members of the Group: Not applicable. Item 9 Notice of Dissolution of Group: Not applicable. Item 10 Certification: Not applicable. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Dated: February 12, 1999 /s/ John S. Chapin John S. Chapin ::ODMA\PCDOCS\GRR\257195\1 -----END PRIVACY-ENHANCED MESSAGE-----